Reg A EDGAR Filing Services
Trusted guidance and full-service preparation for Tier 1 and Tier 2 offerings, from Form 1-A filings to final SEC submission.
Why Reg A Filings Matter
SEC Regulation A is a valuable exemption from full registration that allows smaller companies to raise up to $75 million through public offerings with fewer compliance burdens than traditional IPOs. While still subject to disclosure and reporting rules, Reg A filings enable access to capital markets with more flexibility.
Benefits of Regulation A filings for businesses include faster access to capital, reduced regulatory hurdles, and the ability to “test the waters” before fully committing to a public raise. However, proper execution of a Reg A filing—including submission of Form 1-A filings, formatting, and investor-facing documentation—is essential to ensure compliance, transparency, and investor trust. Southridge Services simplifies the process with expert support across every stage of the SEC filing services process.
Comprehensive Reg A Filing Support
Our professional services include:
Preparation of Form 1-A filings
Ongoing compliance assistance
Submission to SEC filing services platforms
Coordination with reviewers and support teams
Why Choose Our Reg A Filing Services
Accuracy & Compliance
- Formatting of Form 1-A filings for Tier 1 and Tier 2 offerings
- Inclusion of offering circulars, financial statements, and company disclosures
- Review for formatting accuracy and SEC compliance
- Optional support with state-level notice filings
Time & Cost Efficiency
- Quick turnaround to meet capital-raising goals
- Competitive SEC Regulation A filing fees and associated costs
- Ongoing support for updates and amendments
Expert Support
- Experienced professionals in SEC Regulation A compliance
- Credential management and Form ID system setup
- Seamless coordination with financials, legal counsel, and auditors
Our Filing Process
Intake & Review
We begin by reviewing your Form 1-A filing in its finalized format, including all input from auditors and attorneys. Please ensure that financial statements are embedded within the Word document where possible.
Formatting & Preparation
Our team converts your document into the proper format. You’ll receive both HTML and Word versions to review, with any changes tracked.
Review & Compliance Checks
We perform a thorough review and validation to ensure your submission meets all technical and content standards. We also assist with any necessary amendments or responses.
Final Submission
Your Reg A filing is submitted through the official EDGAR system. We provide confirmations and archive copies for your records.
Reg A Forms We Support
- Form 1-A filings – Initial offering documents for Tier 1 or Tier 2
- Form 1-Z – Exit reports for Tier 2 offerings
- Form 1-K and Form 1-SA – Annual and semi-annual updates
- Form ID – For obtaining access credentials
- State Notice Filings – Required in some Tier 2 cases
Get Started on your Reg A Filing
Let Southridge Services support your Regulation A journey with speed, precision, and full compliance.
- Flat-rate packages with no surprise cost
- Optional support for offering circulars, supplemental materials, and communications
- Expedited processing for SEC Regulation A filing approval
Why Work With Southridge?
Decades of experience with SEC filing services and exempt offerings
In-depth understanding of SEC Regulation A requirements
Trusted by companies, legal advisors, startups preparing for public offerings
Full-service assistance from pre-filing to post-submission
Learn more about Regulation A services
- Incomplete or inaccurate disclosure in the offering circular
- Misclassifying the tier of offering (Tier 1 vs. Tier 2)
- Missing state “blue sky” compliance for Tier 1 offerings
- Overlooking ongoing reporting requirements for Tier 2
- Failing to update or amend filings when material changes occur
Companies can “test the waters” before filing but must follow SEC rules for investor communications. All marketing materials must be filed with the SEC, avoid misleading claims, and include appropriate disclaimers to prevent investor confusion.
- Reg A+: Simplified process, lower costs, allows raising up to $75M, and targets both accredited and retail investors.
- IPO: Full SEC registration, higher costs, broader disclosure requirements, and typically larger capital raises with exchange listing.
For Tier 2 offerings, companies must provide audited financial statements prepared in accordance with U.S. GAAP by an independent public accountant registered with the PCAOB. Tier 1 offerings generally do not require audited statements.