Form D Filing Services
Ensure compliance with our dedicated Form D filing support for your
Reg D private offerings.
Why Reg D Filings Matter
SEC Reg D filing requirements for private placements make Regulation D (Reg D) a valuable option for raising capital without registering securities. To maintain these exemptions, issuers must file Form D with the SEC and comply with federal and Blue Sky laws.
Southridge simplifies the step-by-step SEC Reg D filing process and ensures your Form D is professionally formatted and EDGAR-compliant.
Comprehensive Reg D Filing Support
Our professional SEC Reg D offering and filing services for $125 include:
- Form D Preparation and Submission to SEC
- Federal and Blue Sky State Compliance Guidance
- EDGAR Form ID Account Application
- SEC Reg D filing Form D instructions and assistance
- Investor verification procedures to meet SEC requirements
What We Offer
Compliance Made Simple
- Preparation and electronic filing of Form D with the SEC
- Guidance on Rule 504, Rule 506(b), and Rule 506(c) exemptions
- Expertise in federal and state-level Reg D filings
- Avoid common mistakes in SEC Reg D filing with our expert guidance
Filing Efficiency
- Fast turnaround on EDGAR filings
- Real-time validation and error checks
- Support for urgent or same-day submissions
- Clear timelines for the deadline of submitting the SEC Reg D filing after offering
End-to-End Support
- Dedicated filing specialist to help you with Reg D filings to the SEC & states
- Assistance with Form ID setup and EDGAR codes
- Optional services of completing the Form D on your behalf
- Cost-effective Reg D filing fees for entrepreneurs and small businesses
Our Reg D Filing Process
Document Preparation
We collect the required information about your offering, including issuer details, exemption rules, and investor data.
EDGAR Formatting
Form D is formatted into SEC-compliant EDGAR ASCII or HTML formats. We align your submission with EDGAR codes.
Compliance Review
Validation and review of Form D for accuracy and errors. State-level Blue Sky compliance reviewed.
SEC Submission
Final proof shared for approval. Form D electronically submitted via EDGAR.
Who Needs to File Form D?
Startups seeking capital from accredited investors
Private equity-backed companies
Real estate syndicates and private funds
Any issuer conducting a securities offering under Rule 504, Rule 506(b), or Rule 506(c) of Regulation D
Get Started on your Form D
Let Southridge simplify your Form D filing process with expert guidance and full-service SEC compliance support.
- $125 flat-rate pricing for individual Form D filings
- Unlimited filing packages available
Why Work with Southridge?
20+ years of SEC filing and compliance experience
Regulation D experts with thousands of successful filings
Trusted by private issuers, law firms, and financial consultants
Learn more about Reg D Filing
Regulation D provides exemptions under Rules 504, 506(b), and 506(c), allowing small businesses to raise capital without a full SEC registration. These exemptions limit public solicitation and specify investor eligibility requirements.
The SEC does not charge filing fees for Form D submissions. Costs typically include legal fees, compliance support, and possible state “blue sky” filing fees, which vary by jurisdiction.
- Access to capital without the expense of full SEC registration
- Faster fundraising process
- Ability to raise unlimited capital under Rule 506
- Flexibility in structuring offerings with accredited investors
Form D filings are submitted through the SEC’s EDGAR system, which requires valid access codes (CIK/CCC). Many companies use compliance service providers or filing agents to streamline preparation and ensure accuracy.